What Causes Sleep Apnea?

Sleep Apnea: Causes and Risk Factors

Sleep Apnea: Causes and Risk Factors
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Sleep apnea is a common but potentially serious sleep disorder that causes interruptions in breathing that occur repeatedly throughout the night, which can lead to symptoms including loud snoring and irritability during the day.

The condition can also cause complications including fatigue, high blood pressure, heart problems, and metabolic syndrome, but the causes and risk factors vary. Obstructive sleep apnea (OSA), the most common type of sleep apnea, tends to be most common in people who are heavier, have larger necks, and are older, among other risk factors.

Here’s a primer on what causes the various types of sleep apnea, and all of the factors that can put you at a higher risk for developing the condition.

What’s Happening in Your Throat and Body That Causes Sleep Apnea

Different types of sleep apnea have different causes, but there is some overlap.

Obstructive Sleep Apnea

Obstructive sleep apnea is caused by the throat muscles and the soft tissues in the back of the throat — usually the tongue but also the tonsils and adenoids (the tissue that sits just behind the nose high up in the throat) — relaxing too much during sleep, causing repetitive obstruction of the upper airway. People who have obstructive sleep apnea often snore loudly. However, not everyone who snores has sleep apnea, and vice versa.

As the brain registers that you are not getting enough oxygen, it jolts your body awake to breathe. This is when a person who has obstructive sleep apnea starts breathing normally again with a snort, cough, or gasping or choking sound. However, those with sleep apnea and their partners may not notice this necessarily.

Central Sleep Apnea

Another, much less common type of sleep apnea is central sleep apnea (CSA), which happens as a result of your brain not properly sending signals to the muscles that control breathing.

It can be caused by conditions such as a brain infection, neck conditions, stroke, or heart failure; by taking certain medications, such as opioids or benzodiazepines; or by being at a high altitude.

Complex Sleep Apnea

A third type of sleep apnea is complex sleep apnea, also known as treatment-emergent central sleep apnea, which occurs when someone has obstructive sleep apnea that turns into central sleep apnea when undergoing therapy for OSA. The causes of complex sleep apnea are not fully understood.

Factors That Put You at Higher Risk for Sleep Apnea

While anyone can develop obstructive sleep apnea, certain factors can increase your risk for this condition or mean you may be more likely to already have it.

Obesity

Obesity is the most common risk factor for obstructive sleep apnea. “Fat deposits in the neck and around the tongue and palate make the airway much tighter and smaller,” says sleep medicine specialist Neeraj Kaplish, MD, medical director of sleep labs and clinics and clinical professor of neurology at the University of Michigan in Ann Arbor. “It becomes much more [closed up] during sleep when you’re lying down.” (It should be noted that thin people can also have obstructive sleep apnea and that not all individuals who are overweight have the condition.)

Large Adenoids or Tonsils

Some people have large tonsils or adenoids, or smaller airways, which can contribute to breathing problems during sleep. Large adenoids and tonsils are the most common cause of obstructive sleep apnea in children, says Ronald Chervin, MD, professor of sleep medicine and neurology and section head for sleep disorders at the University of Michigan in Ann Arbor. Adenoids usually shrink by the teen years.

Jaw Misalignment or Size

Some conditions or genetic factors can lead to an imbalance in facial structure that can cause the tongue to sit farther back in the mouth and lead to sleep apnea, says Robson Capasso, MD, chief of sleep surgery and professor of otolaryngology and head and neck surgery at Stanford University School of Medicine in California.

For instance, a lower jaw that’s shorter than the upper jaw, or a palate (the roof of your mouth) that’s shaped a certain way and collapses more easily during sleep can contribute to obstructive sleep apnea.

Family History of Sleep Apnea

If obstructive sleep apnea runs in your family, you may be at increased risk for having the condition. How your airway is shaped and your cranial facial characteristics can be inherited from your relatives, which can all play a role in whether and why you develop sleep apnea.

Chronic Nasal Congestion

People who have persistent nasal congestion at night (regardless of the cause) are more likely to develop obstructive sleep apnea, probably because of the narrowed airways.

Smoking

People who smoke are 3 times more likely to have obstructive sleep apnea than are people who've never smoked. Smoking can lead to inflammation and fluid retention in the upper airway, which can affect breathing as well as how well the brain communicates with the muscles that control breathing.

Using Alcohol, Sedatives, or Tranquilizers

Using these substances can increase the relaxation of the muscles in the throat, making obstructive sleep apnea worse.

Asthma

Having asthma is also a risk factor for obstructive sleep apnea. The relationship between the two conditions works both ways, Chervin explains: “Sleep apnea can make asthma worse and asthma can make sleep apnea worse.”

Medication, Such as Opioid Pain Relievers

The neurological communication that happens between the brain and body to regulate breathing can be numbed by benzodiazepines and opioids, says Dr. Capasso. As a result, these drugs reduce airway muscle activation and can contribute to sleep apnea.

Gender and Age

Sleep apnea can occur at any age, but being a male and getting older both put you at increased risk of developing obstructive sleep apnea and central sleep apnea, says Dr. Kaplish. “We don’t really understand why, but it may have to do with fat distribution and hormones.” For instance, as we age, fatty tissue may increase in the neck and around the tongue. Women are also more at risk if they've gone through menopause.

High Blood Pressure (Hypertension)

Having hypertension may increase your risk of having obstructive sleep apnea, and untreated sleep apnea can also lead to hypertension.

Diabetes

One study found that people who have type 2 diabetes were 48 percent more likely to have sleep apnea than those without diabetes who were diagnosed with obstructive sleep apnea.

Being overweight or having obesity may be the link, but there are people of normal weight who have both sleep apnea and diabetes. Insulin resistance in diabetes may independently increase risk for apnea, too, while inflammation from apnea may increase risk for diabetes, the researchers note.

History of Stroke

Prior stroke is linked to both obstructive sleep apnea and central sleep apnea, but it’s not clear which is causing which, Dr. Chervin says. “As many as three-quarters of stroke patients have sleep apnea, and sleep apnea also raises the risk for stroke,” says Chervin. Sleep apnea leads to low oxygen levels and high blood pressure, both of which can increase one’s risk of a future stroke.

Heart Failure

Congestive heart failure can also increase your risk for obstructive sleep apnea and central sleep apnea.

Heart failure can cause retention of sodium and water, and doctors suspect that the excess fluid may enter the lungs at night and lead to obstructive apnea.

9 Lifestyle Tips to Improve Energy With Sleep Apnea

Discover 9 evidence-based lifestyle habits designed to significantly boost your energy while living with sleep apnea.
9 Lifestyle Tips to Improve Energy With Sleep Apnea

What You Can Do to Prevent Sleep Apnea

Lowering your risk of developing sleep apnea is in large part about minimizing the risk factors that you have control over. Here are some of those steps you can take:

  • Talk to your doctor about ways you can try to minimize your risk factors or catch apnea early. Does your family have a history of sleep apnea? Do you have a health condition, such as diabetes, heart disease, or hypertension that is associated with sleep apnea? Do you need to lose weight? Do you snore loudly at night? Discuss with your doctor things you can do to lower your risk for sleep apnea and to detect it as soon as possible.
  • Eat a healthy diet. Choose heart-healthy options, like a wide variety of vegetables and fruits. This can not only reduce your sleep apnea risk, but can help you maintain a healthy weight and improve your overall health.

  • Exercise regularly. Staying active could reduce your risk for sleep apnea even if you’re overweight or obese. In one study that tracked 137,917 midlife and older adults for up to 18 years, higher levels of physical activity and fewer sedentary hours were associated with lower incidence of obstructive sleep apnea.

     Exercise may help by reducing daytime build-up of fluid in the lower legs, which can move upward in the body at night when people are lying down. It may also reduce apnea risk by reducing insulin resistance.
  • Stop smoking. Smoking increases your risk of sleep apnea as well as a host of other health problems and illnesses, including cardiovascular disease and cancer.

  • Steer clear of central nervous depressants and sleep drugs. Cut down the amount of alcohol you drink and avoid any medication, such as sedatives and opioids, that relaxes your muscles and suppresses your central nervous system signals. Avoid sleep medications for the same reasons, too.

  • Avoid sleeping on your back. Try sleeping on your side (with special pillows if necessary) so that your tongue and soft palate are less likely to collapse into your airway and block the flow of oxygen.

If you suspect you might have sleep apnea, ask your doctor about a sleep test, either at home or in a lab, to know for sure. There are several available treatments for sleep apnea, including a CPAP machine, weight loss medication, oral appliances, and surgery.

The Takeaway

  • Obstructive sleep apnea, the most common type of sleep apnea, tends to be most common in people who are heavier, have larger necks, and are older or male, among other risk factors, such as having certain medical conditions.
  • Central sleep apnea, a much less common type of sleep apnea, can be caused by conditions such as a brain infection, neck conditions, stroke, or heart failure; by taking certain medications; or by being at a high altitude.
  • Complex sleep apnea, also known as treatment-emergent central sleep apnea, can occur as a result of receiving treatment for obstructive sleep apnea, such as a CPAP machine. The exact causes aren’t totally understood.
  • Understanding your risk factors for sleep apnea, such as your family and medical history, may help you take steps to prevent sleep apnea or identify it early before it causes any complications.
Abhinav Singh

Abhinav Singh, MD

Medical Reviewer

Abhinav Singh, MD, is a board-certified sleep medicine specialist and the medical director of the Indiana Sleep Center. He is also an associate clinical professor at Marian University College of Osteopathic Medicine in Indianapolis, where he developed and teaches a sleep medicine rotation.

Dr. Singh’s research and clinical practice focus on sleep disorders, including excessive daytime sleepiness, narcolepsy, sleep apnea, insomnia, and sleep education.

Singh is a peer reviewer for the Journal of Clinical Sleep Medicine, Sleep Health (from the National Sleep Foundation) and the Journal of Sleep Disorders: Treatment and Care, and is coauthor of the book Sleep to Heal: 7 Simple Steps to Better Sleep. He has received several Top Doctor recognitions and is the sleep specialist for the Indiana Pacers NBA team.

He lives in the Indianapolis area and enjoys music production and racquet sports.

k26

Katherine Lee

Author

Katherine Lee is a writer and editor who specializes in health, science, and parenting content. She has written for Verywell, where she covered school-age parenting, and worked as an editor at Parenting and Working Mother magazines. She has written and edited numerous articles and essays on science, parenting, and children's health and development for What to Expect, the American Association for the Advancement of Sciences, the American Psychological Association, and Newsweek, among others

EDITORIAL SOURCES
Everyday Health follows strict sourcing guidelines to ensure the accuracy of its content, outlined in our editorial policy. We use only trustworthy sources, including peer-reviewed studies, board-certified medical experts, patients with lived experience, and information from top institutions.
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